-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VAv7Tg0X49Qvim5MQadDa+Unimv8jh6CwAl9t42IXtq8ADdIRqKGYCqgIZTuqIOR lH8RjN1C/YDcqfovaR73ag== 0000950131-00-001236.txt : 20000215 0000950131-00-001236.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950131-00-001236 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000214 GROUP MEMBERS: KENT A. KIRK, M.D. GROUP MEMBERS: KIRK EYE CENTER, S.C. GROUP MEMBERS: KIRK FAMILY LP GROUP MEMBERS: S. KIRK, S.C. GROUP MEMBERS: SCOTT H. KIRK, M.D. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVAMED EYECARE INC CENTRAL INDEX KEY: 0001086939 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 364116193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58295 FILM NUMBER: 543086 BUSINESS ADDRESS: STREET 1: 980 N MICHIGAN AVENUE STREET 2: SUITE 1620 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3126644100 MAIL ADDRESS: STREET 1: 980 N MICHIGAN AVENUE STREET 2: SUITE 1620 CITY: CHICAGO STATE: IL ZIP: 60611 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KIRK FAMILY LP CENTRAL INDEX KEY: 0001106482 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 364088572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7427 LAKE STREET CITY: RIVER FOREST STATE: IL ZIP: 60305 BUSINESS PHONE: 3126644100 MAIL ADDRESS: STREET 1: 7427 LAKE STREET CITY: RIVER FOREST STATE: IL ZIP: 60305 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. __)* NOVAMED EYECARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 66986W 10 8 ------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) ________________ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 18 SCHEDULE 13G - --------------------- ------------------ CUSIP No. 66986W 10 8 Page 2 of 18 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KIRK FAMILY LIMITED PARTNERSHIP - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 GEORGIA - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 NUMBER OF 2,338,977 SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,338,977 PERSON ------------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,338,977 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.8% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - --------------------- ------------------ CUSIP No. 66986W 10 8 Page 3 of 18 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) S. KIRK, S.C. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 ILLINOIS - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 NUMBER OF -0- SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 2,338,977 OWNED BY ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ------------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 2,338,977 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,338,977 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.8% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - --------------------- ------------------ CUSIP No. 66986W 10 8 Page 4 of 18 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KIRK EYE CENTER, S.C. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 ILLINOIS - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 NUMBER OF -0- SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 2,338,977 OWNED BY ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ------------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 2,338,977 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,338,977 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.8% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - --------------------- ------------------ CUSIP No. 66986W 10 8 Page 5 of 18 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) SCOTT H. KIRK, M.D. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 NUMBER OF 154,247 SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 2,338,977 OWNED BY ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 154,247 PERSON ------------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 2,338,977 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,493,224 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 10.4% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - --------------------- ------------------ CUSIP No. 66986W 10 8 Page 6 of 18 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KENT A. KIRK, M.D. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 NUMBER OF 154,247 SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 2,338,977 OWNED BY ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 154,247 PERSON ------------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 2,338,977 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,493,224 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 10.4% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- ------------------ CUSIP No. 66986W 10 8 Page 7 of 18 Pages - --------------------- ------------------ Item 1(a) Name of Issuer: NovaMed Eyecare, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 980 North Michigan Avenue Suite 1620 Chicago, Illinois 60611 Item 2(a) Name of Person Filing: Kirk Family Limited Partnership S. Kirk, S.C. Kirk Eye Center, S.C. Scott H. Kirk, M.D Kent A. Kirk, M.D. Item 2(b) Address of Principal Business Office or, if None, Residence: Kirk Family Limited Partnership 7427 Lake Street River Forest, Illinois 60305 S. Kirk, S.C. 7427 Lake Street River Forest, Illinois 60305 Kirk Eye Center, S.C. 7427 Lake Street River Forest, Illinois 60305 Scott H. Kirk, M.D. 7427 Lake Street River Forest, Illinois 60305 Kent A. Kirk, M.D. 7427 Lake Street River Forest, Illinois 60305 - --------------------- ------------------ CUSIP No. 66986W 10 8 Page 8 of 18 Pages - --------------------- ------------------ Item 2(c) Citizenship: Kirk Family Limited Partnership: Georgia S. Kirk, S.C.: Illinois Kirk Eye Center, S.C.: Illinois Scott H. Kirk, M.D.: U.S.A. Kent A. Kirk, M.D.: U.S.A. Item 2(d) Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e) CUSIP Number: 66986W 10 8 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: Not Applicable. Item 4. Ownership: (a) Amount Beneficially Owned: Kirk Family Limited Partnership: 2,366,722 S. Kirk, S.C.: 2,366,722 /(1)/ Kirk Eye Center, S.C.: 2,366,722 /(1)/ Scott H. Kirk, M.D.: 2,493,224 /(2)/ Kent A. Kirk, M.D.: 2,493,224 /(3)/ (b) Percent of Class: Kirk Family Limited Partnership: 9.8% S. Kirk, S.C.: 9.8% /(1)/ Kirk Eye Center, S.C.: 9.8% /(1)/ Scott H. Kirk, M.D.: 10.4% /(2)/ Kent A. Kirk, M.D.: 10.4% /(3)/ - --------------------- ------------------ CUSIP No. 66986W 10 8 Page 9 of 18 Pages - --------------------- ------------------ (c) Number of shares as to which person has: Kirk Family Limited Partnership: (i) sole power to vote or to direct the vote: 2,338,977 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 2,338,977 (iv) shared power to dispose or to direct the disposition of: -0- S. Kirk, S.C.: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 2,338,977 /(1)/ (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 2,338,977 /(1)/ Kirk Eye Center, S.C.: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 2,338,977 /(1)/ (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 2,338,977 /(1)/ Scott H. Kirk, M.D.: (i) sole power to vote or to direct the vote: 154,247 (ii) shared power to vote or to direct the vote: 2,338,977 /(2)/ - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 10 of 18 Pages - --------------------- ------------------- (iii) sole power to dispose or to direct the disposition of: 154,247 (iv) shared power to dispose or to direct the disposition of: 2,338,977 /(2)/ Kent A. Kirk, M.D.: (i) sole power to vote or to direct the vote: 154,247 (ii) shared power to vote or to direct the vote: 2,338,977 /(3)/ (iii) sole power to dispose or to direct the disposition of: 154,247 (iv) shared power to dispose or to direct the disposition of: 2,338,977 /(3)/ ___________________ /(1)/ S. Kirk, S.C. ("SKSC") and Kirk Eye Center, S.C. ("KEC") are the general partners of Kirk Family Limited Partnership ("KFLP"). In such capacity, SKSC and KEC share voting and investment power with respect to the shares held by KFLP and, therefore, may be deemed to be the beneficial owners of the shares held by KFLP. /(2)/ Dr. Scott Kirk is the President, sole Director and sole shareholder of SKSC. In such capacity, Dr. Scott Kirk may be deemed to be the beneficial owner of the shares directly held by KFLP. /(3)/ Dr. Kent Kirk is the President, sole Director and sole shareholder of KEC. In such capacity, Dr. Kent Kirk may be deemed to be the beneficial owner of the shares directly held by KFLP. - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 11 of 18 Pages - --------------------- ------------------- Item 5. Ownership of Five Percent or less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: Not Applicable. - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 12 of 18 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 KIRK FAMILY LIMITED PARTNERSHIP By: S. Kirk, S.C., its General Partner By: /S/ SCOTT H. KIRK, M.D. --------------------------------- Its: President - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 13 of 18 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 S. KIRK, S.C. By: /s/ SCOTT H. KIRK, M.D. ------------------------------------------ Its: President - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 14 of 18 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 KIRK EYE CENTER, S.C. By: /s/ KENT A. KIRK, M.D. ------------------------------------- Its: President - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 15 of 18 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 By: /s/ SCOTT H. KIRK, M.D. ----------------------- Scott H. Kirk, M.D. - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 16 of 18 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 By: /s/ KENT A. KIRK, M.D. ---------------------- Kent A. Kirk, M.D. - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 17 of 18 Pages - --------------------- ------------------- Exhibit Index ------------- Page No. -------- 1. Joint Filing Agreement dated February 11, 2000 by and between Kirk Family Limited Partnership, S. Kirk, S.C., Kirk Eye Center, S.C., Scott H. Kirk, M.D., and Kent A. Kirk, M.D. 18 EX-1 2 JOINT FILING - -------------------- ------------------- CUSIP No. 66986 10 8 Page 18 of 18 Pages - -------------------- ------------------- EXHIBIT 1 JOINT FILING ------------ Kirk Family Limited Partnership, S. Kirk, S.C., Kirk Eye Center, S.C., Scott H. Kirk, M.D. and Kent A. Kirk, M.D. agree that the Schedule 13G to which this Agreement is attached is being filed on behalf of each of S. Kirk, S.C., Kirk Eye Center, S.C., Scott H. Kirk, M.D. and Kent A. Kirk, M.D. Date: February 11, 2000 KIRK FAMILY LIMITED PARTNERSHIP By: S. Kirk, S.C., its General Partner By: /s/ SCOTT H. KIRK, M.D. -------------------------------- Its: President S. KIRK, S.C. By: /s/ SCOTT H. KIRK, M.D. ------------------------------------------ Its: President KIRK EYE CENTER, S.C. By: /s/ KENT A. KIRK, M.D. ------------------------------------------ Its: President By: /s/ SCOTT H. KIRK, M.D. ------------------------------------------ Scott H. Kirk, M.D. By: /s/ KENT A. KIRK, M.D. ------------------------------------------ Kent A. Kirk, M.D. -----END PRIVACY-ENHANCED MESSAGE-----